RBI NBFC Audit
Complete IT framework and cybersecurity compliance audits designed specifically for Non-Banking Financial Companies (NBFCs). Ensure alignment with latest RBI master directions on IT governance.
RBI IT Framework for NBFCs
The **Reserve Bank of India (RBI)** requires Non-Banking Financial Companies to establish a robust IT and cybersecurity governance structure. The depth of regulations is tailored according to asset size and customer touchpoints (Base, Middle, and Upper Layers).
Our RBI NBFC Audit checks security control effectiveness, data integrity, access protocols, vulnerability management, and IT risk governance. We ensure you meet every requirement, avoid non-compliance penalties, and maintain smooth operating licenses.
Why RBI NBFC Audits?
Avoid Severe Regulatory Actions
Ensure timely filings to prevent RBI operational restrictions, warning letters, or financial penalties.
Validate IT Governance Frameworks
Map executive controls, IT steering committee operations, and policies directly to RBI mandates.
Secure Lending & Transaction APIs
Perform deep API security testing and application checks on loan management systems (LMS) and customer portals.
Empanelled Certification For Filings
Secure the official audit report and executive summary designed for submission to RBI regulators.
NBFC Audit lifecycle
A step-by-step regulatory review ensuring compliance and verification of NBFC system boundaries.
IT Governance & Board Oversight
Reviewing IT organizational structure, board-level IT committee functions, strategic alignment, and overall IT risk management policies.
Asset Management & Risk Profiling
Identifying and cataloging all information assets, data flows, and conducting thorough risk assessments based on NBFC layer classification.
Cyber Security & Operations Control
Evaluating access management, cryptography, database security, incident response plans, and vulnerability management to resist modern threats.
Remediation & Regulatory Sign-off
Drafting corrective actions, auditing API connections, and providing the final independent audit report matching RBI submission templates.
Prepare for Your
RBI Compliance Filing
Avoid regulatory bottlenecks and align with the latest Reserve Bank of India framework guidelines. Get expert security auditing and official certifications.